Product Features
Screen-X AML/CRM Solutions (“Screen-X”) offers anti-money laundering (AML) Name Screening and Customer Relationship Management (“CRM”) features. It aims to provide financial institutions with an automated AML solution that meets regulatory compliance standards. Additionally, it helps mitigate compliance risks and improve operational efficiency.
AML
CRM
How to Meet Regulatory Requirements for AML
Step 1
Know Your Customer(KYC)
Individual Account Opening
Company Account Opening
Step 2
Customer Due Diligence(CDD)
AML Screening
Report Analysis
Enhanced Due Diligence(EDD)
Step 3
Risk Assessment
Country Risk
Customer Risk
Product/Service/Transaction Risk
Delivery/Distribution Channel
Step 4
Ongoing Monitoring
Ongoing Screening
Ongoing CDD
Step 5
Record Keeping
Encryption
Cloud Storage
Data Export
Design Team
ComplianceOne Consulting Limited ("ComplianceOne"), established in April 2017, is one of the most reputable compliance consulting firms in Hong Kong. It specializes in utilizing practical operations experiences, along with compliance knowledge to provide concrete regulatory compliance advices and operation solutions to the clients. Its philosophy is to assist clients in fulfilling local regulatory compliance while enhancing the overall operation efficiency. Our professional team has successfully handled thousands of licensing and compliance projects in different industries, including SFC licensed corporations, Insurance brokers, MSOs, DPMS, Money Lenders, and Trust Companies.
Please visit website (www.complianceone.hk) for more information.
Acuris Risk Intelligence
DataBase
Capability
✓ Acuris acquisition in 2015 offers unique compliance datasets and global capabilities
✓ Proprietary data provider of PEPs, Sanctions and Adverse Media
✓ Global dedicated research team of over 200 multilingual analysts
✓ ISO 27001 accreditation
✓ ACAMS certified research teamThe Database
✓ Over 1.4m Politically Exposed Persons (PEPs) including adverse media data
✓ Over 5m records on high risk individuals and organisations. Growing by up to 40k profiles per month
✓ Over 50bn records of compromised identities worldwide from the dark webThe Coverage
✓ Third-party risk: Understand risk around your suppliers, agents and other third parties to comply with sanctions and anti-corruption legislation and protect your reputation
✓ Anti-Money Laundering: KYC, CDD, EDD and ongoing monitoring PEP, sanctions and reputational risk
✓ Cybersecurity: Proactive detection of data risk from the unindexed web
Dataset Index
Politically Exposed Person (PEP)
Sanction
Former PEP
Reputational Risk Exposure
Profile of Interest
Regulatory Enforcement
List
PEP-Linked Business
Gambling Risk Intelligence
State-Owned Enterprise
PEPs by association
For more information, please read Screening Datasets (www.edon.asia/ari-dataset)
Product Advantages
Key Features
Dashboard
View account status at a glance
Single Screening
One-click access to global databases
China KYB
Comprehensive credit reports on Chinese companies
CRM
Streamlined workflow for client management
Ongoing Monitoring
Continuously monitor client business relationships
Reports
Download reports for easy record keeping
Setting
Customizable settings based on user preferences
AML Ordinance Applicable Industries
|
Financial Institutions (FIs)
|
Designated Non-Financial Business and Professions (DNFBP)
|
Others
|
|---|---|---|
| Banks | Solicitors/Notary Public | Money Lenders / Credit Institutions / Pawn Shops |
| Exchange Service Providers | Accountants/Auditors/Tax Consultants | Trust Companies |
| Stored Value Facilities (SVFs) licensee | Estate Agents | Trustees |
| SFC Licensed Corporations | Trust or Company Service Provider (TCSPs) | Investment Funds / LPF / OFC |
| Financial Intermediaries | Dealers in Precious Metals and Stones (DPMS) - category B | Fund Administrators |
| Money Service Operators (MSOs) / Payment companies | Family Offices | |
| Insurance Companies | Casino and Gaming Operators | |
| Insurance Agency/Insurance Broker Companies | Art Market Participants | |
| Virtual Assets Service Providers (VASPs) / Crypto-asset service providers | Regulatory authorities | |
| Corporations/Individuals that are subject to comply with AMLO |
