{"id":6323,"date":"2025-11-12T12:07:52","date_gmt":"2025-11-12T04:07:52","guid":{"rendered":"https:\/\/edon.asia\/?p=6323"},"modified":"2025-11-12T13:09:15","modified_gmt":"2025-11-12T05:09:15","slug":"strengthening-compliance-culture-the-importance-of-employee-conduct-supervision-from-the-sfcs-disciplinary-action-tc","status":"publish","type":"post","link":"https:\/\/edon.asia\/en\/strengthening-compliance-culture-the-importance-of-employee-conduct-supervision-from-the-sfcs-disciplinary-action-tc\/","title":{"rendered":"\u5f37\u5316\u5408\u898f\u6587\u5316\uff1a\u5f9e\u8b49\u76e3\u6703\u7d00\u5f8b\u8655\u5206\u770b\u5f9e\u696d\u54e1\u884c\u70ba\u76e3\u7ba1\u7684\u91cd\u8981\u6027"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"6323\" class=\"elementor elementor-6323\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-a48d224 elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"a48d224\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-6fdd272\" data-id=\"6fdd272\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-cd312ed elementor-widget elementor-widget-spacer\" data-id=\"cd312ed\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"spacer.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-spacer\">\n\t\t\t<div class=\"elementor-spacer-inner\"><\/div>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-88b8b4c elementor-widget elementor-widget-heading\" data-id=\"88b8b4c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">\u5f37\u5316\u5408\u898f\u6587\u5316\uff1a\u5f9e\u8b49\u76e3\u6703\u7d00\u5f8b\u8655\u5206\u770b\u5f9e\u696d\u54e1\u884c\u70ba\u76e3\u7ba1\u7684\u91cd\u8981\u6027<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-bddf0de elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"bddf0de\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-cd6e457\" data-id=\"cd6e457\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-f098a8f elementor-widget elementor-widget-image\" data-id=\"f098a8f\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"image.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<img fetchpriority=\"high\" decoding=\"async\" width=\"768\" height=\"576\" src=\"https:\/\/edon.asia\/wp-content\/uploads\/2025\/11\/889dfd786d1060cefd1923cd10ece47e-768x576.png\" class=\"attachment-medium_large size-medium_large wp-image-6325\" alt=\"\" srcset=\"https:\/\/edon.asia\/wp-content\/uploads\/2025\/11\/889dfd786d1060cefd1923cd10ece47e-768x576.png 768w, https:\/\/edon.asia\/wp-content\/uploads\/2025\/11\/889dfd786d1060cefd1923cd10ece47e-300x225.png 300w, https:\/\/edon.asia\/wp-content\/uploads\/2025\/11\/889dfd786d1060cefd1923cd10ece47e-16x12.png 16w, https:\/\/edon.asia\/wp-content\/uploads\/2025\/11\/889dfd786d1060cefd1923cd10ece47e.png 1024w\" sizes=\"(max-width: 768px) 100vw, 768px\" title=\"\">\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-b8559c5 elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"b8559c5\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span lang=\"ZH-TW\" style=\"letter-spacing: 0.3px; font-size: 1rem; font-family: SimSun;\">\u9999\u6e2f\u8b49\u5238\u53ca\u671f\u8ca8\u4e8b\u52d9\u76e3\u5bdf\u59d4\u54e1\u6703\uff08\u8b49\u76e3\u6703\uff0cSFC\uff09\u65bc2025\u5e7410\u670828\u65e5\u516c\u5e03\uff0c\u66ab\u6642\u540a\u92b7\u5c71\u8b49\u570b\u969b\u8b49\u5238\u6709\u9650\u516c\u53f8\u524d\u6301\u724c\u4ee3\u8868\u9127\u5049\u8ca1\u7684\u724c\u7167\uff0c\u70ba\u671f\u4e03\u500b\u6708\u3002\u9019\u4e00\u6c7a\u5b9a\u518d\u6b21\u63d0\u9192\u91d1\u878d\u5f9e\u696d\u54e1\uff0c\u5fc5\u9808\u6642\u523b\u606a\u5b88\u5408\u898f\u6a19\u6e96\uff0c\u7dad\u8b77\u5e02\u5834\u8aa0\u4fe1\u3002<br \/>\u5982\u6b32\u4e86\u89e3\u66f4\u591a\uff0c\u8acb\u700f\u89bd &#8211;\u00a0<\/span><span style=\"letter-spacing: normal; font-size: 1rem;\"><a href=\"https:\/\/apps.sfc.hk\/edistributionWeb\/gateway\/TC\/news-and-announcements\/news\/doc?refNo=25PR177\" target=\"_blank\" rel=\"noopener\">SFC Enforcement News<\/a><\/span><span style=\"font-family: SimSun; letter-spacing: 0.3px; font-size: 1rem;\">\u3002<\/span><\/p><div><div><div><p><!-- [if !supportAnnotations]--><\/p><\/div><p><!--[endif]--><\/p><\/div><\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-d33b0d2 elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"d33b0d2\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-ba2b9f5\" data-id=\"ba2b9f5\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-2925388 elementor-widget elementor-widget-text-editor\" data-id=\"2925388\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3><span style=\"color: #ffffff;\">\u4e8b\u4ef6\u80cc\u666f\u8207\u9055\u898f\u884c\u70ba<\/span><\/h3>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-1e36791 elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"1e36791\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span style=\"font-family: SimSun;\">\u8b49\u76e3\u6703\u5728\u8abf\u67e5\u4e00\u5b97\u6d89\u5acc\u300c\u5531\u9ad8\u6563\u8ca8\u300d\u8a08\u5283\u671f\u9593\uff0c\u767c\u73fe\u9127\u5049\u8ca1\u57282019\u5e747\u6708\u81f312\u6708\u671f\u9593\uff0c\u65bc\u516c\u53f8\u4e0d\u77e5\u60c5\u4e0b\uff0c\u672a\u7372\u6709\u6548\u66f8\u9762\u6388\u6b0a\u800c\u767b\u5165\u4e00\u540d\u5ba2\u6236\u7684\u8b49\u5238\u5e33\u6236\uff0c\u4e26\u900f\u904e\u4e92\u806f\u7db2\u4ee3\u8a72\u5ba2\u6236\u767c\u51fa\u5171945\u9805\u4ea4\u6613\u6307\u4ee4\u3002\u6b64\u5916\uff0c\u4ed6\u4ea6\u672a\u5c31\u76f8\u95dc\u4ea4\u6613\u6307\u793a\u5099\u5b58\u59a5\u5584\u7d00\u9304\uff0c\u56b4\u91cd\u9055\u53cd\u300a\u8b49\u5238\u53ca\u671f\u8ca8\u689d\u4f8b\u300b\uff08Cap. 571\uff09\u4e0b\u7684\u6301\u724c\u4eba\u64cd\u5b88\u8981\u6c42\uff0c\u4ee5\u53ca\u300a\u6253\u64ca\u6d17\u9322\u53ca\u6050\u6016\u5206\u5b50\u8cc7\u91d1\u7c4c\u96c6\u689d\u4f8b\u300b\uff08Cap. 615\uff09\u7684\u76f8\u95dc\u898f\u5b9a\u3002<\/span><\/p>\n<p><span style=\"font-family: SimSun;\">\u6b64\u884c\u70ba\u4e0d\u50c5\u69cb\u6210\u672a\u7d93\u6388\u6b0a\u4ea4\u6613\uff0c\u9084\u76f4\u63a5\u59a8\u7919\u516c\u53f8\u5c65\u884c\u5be9\u8a08\u7dda\u7d22\u4fdd\u5b58\u8cac\u4efb\u3002\u8b49\u76e3\u6703\u8abf\u67e5\u986f\u793a\uff0c\u9127\u5049\u8ca1\u7684\u9055\u898f\u6301\u7e8c\u9054\u516d\u500b\u6708\uff0c\u6d89\u53ca\u9ad8\u983b\u4ea4\u6613\uff0c\u986f\u793a\u51fa\u7cfb\u7d71\u6027\u98a8\u96aa\u3002<\/span><\/p>\n<div>&nbsp;<\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-fca0820 elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"fca0820\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-1bb5afb\" data-id=\"1bb5afb\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-03b411c elementor-widget elementor-widget-text-editor\" data-id=\"03b411c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3><span style=\"color: #ffffff;\">\u884c\u70ba\u5f71\u97ff\u8207\u6f5b\u5728\u98a8\u96aa<\/span><\/h3>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-06b8ca3 elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"06b8ca3\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span style=\"font-family: 'PMingLiU',serif; mso-ascii-font-family: Aptos; mso-ascii-theme-font: minor-latin; mso-fareast-theme-font: minor-fareast; mso-hansi-font-family: Aptos; mso-hansi-theme-font: minor-latin;\">\u9127\u5049\u8ca1\u7684\u884c\u70ba\u4e0d\u50c5\u525d\u596a\u4e86\u5c71\u8b49\u570b\u969b\u8b49\u5238\u78ba\u8a8d\u4ea4\u6613\u6307\u793a\u4f86\u6e90\u7684\u80fd\u529b\uff0c\u4ea6\u963b\u7919\u4e86\u516c\u53f8\u5c65\u884c\u5176\u5099\u5b58\u59a5\u5584\u5be9\u8a08\u7dda\u7d22\u7684\u8cac\u4efb\u3002<\/span><span style=\"letter-spacing: 0.3px; font-size: 1rem; font-family: PMingLiU, serif;\">\u9019\u985e\u884c\u70ba\u53ef\u80fd\u5c0e\u81f4<\/span><span style=\"letter-spacing: 0.3px; font-size: 1rem; font-family: PMingLiU, serif;\">\u591a\u5c64\u9762\u8ca0\u9762\u5f71\u97ff\uff0c\u6db5\u84cb\u5ba2\u6236\u3001\u6a5f\u69cb\u53ca\u6574\u9ad4\u5e02\u5834\u5c64\u9762\uff1a<\/span><\/p>\n<table style=\"height: 246px;\" width=\"938\">\n<tbody>\n<tr>\n<td width=\"179\">\n<p><strong>\u5ba2\u6236\u98a8\u96aa<\/strong><\/p>\n<\/td>\n<td width=\"422\">\n<p>\u5ba2\u6236\u5e33\u6236\u906d\u672a\u7d93\u6388\u6b0a\u64cd\u4f5c\uff0c\u53ef\u80fd\u5c0e\u81f4\u8cc7\u91d1\u640d\u5931\u6216\u4ea4\u6613\u7cfe\u7d1b\u3002\u82e5\u8a72\u7b49\u4ea4\u6613\u6d89\u53ca\u5e02\u5834\u64cd\u7e31\uff0c\u5ba2\u6236\u66f4\u53ef\u80fd\u6210\u70ba\u53d7\u5bb3\u8005\uff0c\u8499\u53d7\u6295\u8cc7\u640d\u5931\u3002<\/p>\n<\/td>\n<\/tr>\n<tr>\n<td width=\"179\">\n<p><strong>\u6a5f\u69cb\u98a8\u96aa<\/strong><\/p>\n<\/td>\n<td width=\"422\">\n<p>\u6301\u724c\u6cd5\u5718\u7121\u6cd5\u9a57\u8b49\u4ea4\u6613\u4f86\u6e90\uff0c\u589e\u52a0\u5167\u90e8\u5408\u898f\u5931\u6557\u7684\u8cac\u4efb\u98a8\u96aa\u3002\u4e00\u65e6\u7206\u767c\u7cfe\u7d1b\uff0c\u516c\u53f8\u53ef\u80fd\u9762\u81e8\u6c11\u4e8b\u8a34\u8a1f\u3001\u8072\u8b7d\u640d\u5bb3\uff0c\u751a\u81f3\u984d\u5916\u76e3\u7ba1\u7f70\u6b3e\u3002<\/p>\n<\/td>\n<\/tr>\n<tr>\n<td width=\"179\">\n<p><strong>\u5e02\u5834\u76e3\u7ba1\u98a8\u96aa<\/strong><\/p>\n<\/td>\n<td width=\"422\">\n<p>\u672a\u7d93\u6388\u6b0a\u4ea4\u6613\u63a9\u84cb\u771f\u5be6\u4f86\u6e90\uff0c\u963b\u7919\u76e3\u7ba1\u6a5f\u69cb\u8ffd\u8e64\u53ef\u7591\u6d3b\u52d5\uff0c\u53ef\u80fd\u52a9\u9577\u6d17\u9322\u3001\u5167\u5e55\u4ea4\u6613\u6216\u300c\u5531\u9ad8\u6563\u8ca8\u300d\u7b49\u5e02\u5834\u5931\u7576\u884c\u70ba\u3002\u8b49\u76e3\u6703\u5f37\u8abf\uff0c\u6b64\u985e\u884c\u70ba\u524a\u5f31\u5e02\u5834\u900f\u660e\u5ea6\uff0c\u640d\u5bb3\u9999\u6e2f\u4f5c\u70ba\u570b\u969b\u91d1\u878d\u4e2d\u5fc3\u7684\u8072\u8b7d\u3002<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p>\u8b49\u76e3\u6703\u5728\u6c7a\u5b9a\u8655\u5206\u6642\uff0c\u7d9c\u5408\u8003\u616e\u9055\u898f\u7684\u6301\u7e8c\u6642\u9593\u3001\u983b\u5bc6\u7a0b\u5ea6\u3001\u696d\u754c\u963b\u5687\u9700\u8981\uff0c\u4ee5\u53ca\u9127\u5049\u8ca1\u904e\u5f80\u7121\u7d00\u5f8b\u8655\u5206\u7d00\u9304\u7b49\u56e0\u7d20\u3002 \u6700\u7d42\u63a1\u53d6\u4e03\u500b\u6708\u540a\u724c\u8655\u5206\uff0c\u50b3\u905e\u660e\u78ba\u8a0a\u865f\uff1a\u4efb\u4f55\u640d\u5bb3\u5e02\u5834\u8aa0\u4fe1\u7684\u884c\u70ba\u5747\u5c6c\u96f6\u5bb9\u5fcd\u3002<\/p><p><br><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-f0e2fe2 elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"f0e2fe2\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-1af088b\" data-id=\"1af088b\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-c614425 elementor-widget elementor-widget-text-editor\" data-id=\"c614425\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3><span style=\"color: #ffffff;\">\u5f37\u5316\u53cd\u6d17\u9322\u76e3\u63a7\u7684\u91cd\u8981\u6027<\/span><\/h3>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-36fa57d elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"36fa57d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u6b64\u6848\u4f8b\u7a81\u986f\u4e86\u5065\u5168\u53cd\u6d17\u9322\uff08AML\uff09\u4ea4\u6613\u76e3\u63a7\uff08Transaction Monitoring\uff09\u7cfb\u7d71\u7684\u95dc\u9375\u50f9\u503c\u3002\u6709\u6548\u7684AML\u4ea4\u6613\u76e3\u63a7\u7cfb\u7d71\u80fd\u5920\u53ca\u6642\u5075\u6e2c\u7570\u5e38\u4ea4\u6613\u6a21\u5f0f\uff0c\u5982\u672a\u7d93\u6388\u6b0a\u7684\u5e33\u6236\u64cd\u4f5c\u6216\u983b\u7e41\u7684\u4e0d\u5c0b\u5e38\u4ea4\u6613\uff0c\u4e26\u5c0d\u5ba2\u6236\u80cc\u666f\u9032\u884c\u6301\u7e8c\u76e3\u63a7\u3002\u5728\u9019\u5b97\u6848\u4ef6\u4e2d\uff0c\u82e5\u6709\u4e00\u5957\u654f\u92b3\u7684AML\u76e3\u63a7\u6a5f\u5236\uff0c\u6216\u80fd\u66f4\u65e9\u8b58\u5225\u51fa\u672a\u7d93\u6388\u6b0a\u7684\u4ea4\u6613\u6d3b\u52d5\uff0c\u5f9e\u800c\u964d\u4f4e\u6f5b\u5728\u7684\u5e02\u5834\u5931\u7576\u884c\u70ba\u98a8\u96aa\u3002\u91d1\u878d\u6a5f\u69cb\u61c9\u6295\u8cc7\u65bc\u5148\u9032\u7684AML\u6280\u8853\u89e3\u6c7a\u65b9\u6848\uff0c\u5efa\u7acb\u591a\u5c64\u6b21\u7684\u98a8\u96aa\u9632\u79a6\u9ad4\u7cfb\uff0c\u78ba\u4fdd\u80fd\u5920\u53ca\u6642\u8b58\u5225\u548c\u5831\u544a\u53ef\u7591\u6d3b\u52d5\uff0c\u5c65\u884c\u6cd5\u5b9a\u5408\u898f\u8cac\u4efb\u3002<\/p><p>\u00a0<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-cc90fe2 elementor-widget elementor-widget-text-editor\" data-id=\"cc90fe2\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3><span style=\"color: #ffffff;\">\u696d\u754c\u555f\u793a\u8207\u6700\u4f73\u5be6\u8e10\u5efa\u8b70<\/span><\/h3>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-99818fe elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"99818fe\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span style=\"letter-spacing: 0.3px; font-size: 1rem;\">\u9019\u4e00\u6848\u4f8b\u518d\u6b21\u5f37\u8abf\uff0c\u91d1\u878d\u5f9e\u696d\u54e1\u5fc5\u9808\u56b4\u683c\u9075\u5b88\u4ee5\u4e0b\u539f\u5247\uff1a<\/span><\/p><table style=\"height: 159px;\" width=\"945\"><tbody><tr><td width=\"179\"><p>\u6388\u6b0a\u8207\u8a2a\u554f\u63a7\u5236\uff1a<\/p><\/td><td width=\"422\"><p>\u78ba\u4fdd\u6240\u6709\u5ba2\u6236\u5e33\u6236\u8a2a\u554f\u548c\u4ea4\u6613\u64cd\u4f5c\u5747\u7372\u5f97\u9069\u7576\u6388\u6b0a\uff0c\u4e26\u4fdd\u7559\u66f8\u9762\u8a18\u9304\u3002<\/p><\/td><\/tr><tr><td width=\"179\"><p>\u5be9\u8a08\u7dda\u7d22\u5b8c\u6574\u6027\uff1a<\/p><\/td><td width=\"422\"><p>\u56b4\u683c\u9075\u5b88\u8a18\u9304\u4fdd\u5b58\u8981\u6c42\uff0c\u78ba\u4fdd\u6240\u6709\u4ea4\u6613\u6307\u793a\u5747\u53ef\u8ffd\u6eaf\u81f3\u5177\u9ad4\u6388\u6b0a\u4eba\u54e1\u3002<\/p><\/td><\/tr><tr><td width=\"179\"><p>\u5408\u898f\u6587\u5316\u5efa\u8a2d\uff1a<\/p><\/td><td width=\"422\"><p>\u91d1\u878d\u6a5f\u69cb\u61c9\u52a0\u5f37\u5167\u90e8\u76e3\u63a7\u548c\u54e1\u5de5\u57f9\u8a13\uff0c\u57f9\u990a\u56b4\u683c\u7684\u5408\u898f\u6587\u5316\u3002<\/p><\/td><\/tr><\/tbody><\/table><p>\u00a0<\/p><p>\u5728\u4f01\u696d\u5408\u898f\u7a0b\u5e8f\u4e2d\uff0cAML \u4ea4\u6613\u76e3\u63a7\u7cfb\u7d71\u7684\u4f7f\u7528\u81f3\u95dc\u91cd\u8981\u3002\u9019\u4e9b\u7cfb\u7d71\u4e0d\u50c5\u80fd\u5920\u81ea\u52d5\u5316\u76e3\u63a7\u904e\u7a0b\uff0c\u63d0\u5347\u6548\u7387\uff0c\u9084\u80fd\u63d0\u4f9b\u5be6\u6642\u7684\u98a8\u96aa\u8a55\u4f30\u548c\u5831\u544a\u529f\u80fd\uff0c\u5e6b\u52a9\u4f01\u696d\u53ca\u65e9\u8b58\u5225\u6f5b\u5728\u7684\u9055\u898f\u884c\u70ba\u3002\u901a\u904e\u6574\u5408\u9019\u4e9b\u76e3\u63a7\u5de5\u5177\uff0c\u91d1\u878d\u6a5f\u69cb\u80fd\u5920\u66f4\u597d\u5730\u9075\u5b88\u76e3\u7ba1\u8981\u6c42\uff0c\u6e1b\u5c11\u4eba\u70ba\u932f\u8aa4\u7684\u53ef\u80fd\u6027\uff0c\u4e26\u5728\u9762\u5c0d\u4e0d\u65b7\u8b8a\u5316\u7684\u5e02\u5834\u74b0\u5883\u6642\uff0c\u4fdd\u6301\u5408\u898f\u6027\u8207\u900f\u660e\u5ea6\u3002\u9019\u4e0d\u50c5\u4fdd\u8b77\u4e86\u4f01\u696d\u81ea\u8eab\u7684\u5229\u76ca\uff0c\u4e5f\u9032\u4e00\u6b65\u589e\u5f37\u4e86\u6295\u8cc7\u8005\u7684\u4fe1\u4efb\uff0c\u4fc3\u9032\u4e86\u6574\u9ad4\u5e02\u5834\u7684\u7a69\u5b9a\u3002<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-c26d039 elementor-section-boxed elementor-section-height-default elementor-section-height-default wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no\" data-id=\"c26d039\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;_ha_eqh_enable&quot;:false}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-1a714ae\" data-id=\"1a714ae\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-5d85c10 elementor-widget elementor-widget-text-editor\" data-id=\"5d85c10\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<h3><span style=\"color: #ffffff;\">\u7d50\u8ad6<\/span><\/h3>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-aa6253d elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"aa6253d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p class=\"MsoNormal\"><span style=\"font-family: 'PMingLiU',serif; mso-ascii-font-family: Aptos; mso-ascii-theme-font: minor-latin; mso-fareast-theme-font: minor-fareast; mso-hansi-font-family: Aptos; mso-hansi-theme-font: minor-latin; mso-ansi-language: EN-GB;\">\u8b49\u76e3\u6703\u5c0d\u9127\u5049\u8ca1\u7684\u7d00\u5f8b\u8655\u5206\uff0c\u518d\u6b21\u5f70\u986f\u76e3\u7ba1\u6a5f\u69cb\u5c0d\u5f9e\u696d\u54e1\u884c\u70ba\u53ca\u6a5f\u69cb\u63a7\u5236\u7684\u56b4\u683c\u8981\u6c42\u3002\u5728\u91d1\u878d\u5e02\u5834\u65e5\u76ca\u6578\u4f4d\u5316\u53ca\u8907\u96dc\u5316\u7684\u74b0\u5883\u4e0b\uff0c\u55ae\u9760\u4eba\u5de5\u76e3\u7763\u5df2\u4e0d\u8db3\u61c9\u4ed8\u98a8\u96aa\u3002\u5f37\u5316<\/span><span lang=\"EN-GB\">AML<\/span><span style=\"font-family: 'PMingLiU',serif; mso-ascii-font-family: Aptos; mso-ascii-theme-font: minor-latin; mso-fareast-theme-font: minor-fareast; mso-hansi-font-family: Aptos; mso-hansi-theme-font: minor-latin; mso-ansi-language: EN-GB;\">\u4ea4\u6613\u76e3\u63a7\u7cfb\u7d71\u4e0d\u50c5\u662f\u5408\u898f\u7fa9\u52d9\uff0c\u66f4\u662f\u4fdd\u8b77\u6295\u8cc7\u8005\u3001\u7dad\u8b77\u5e02\u5834\u7a69\u5b9a\u7684\u6838\u5fc3\u7b56\u7565\u3002\u91d1\u878d\u6a5f\u69cb\u61c9\u8996\u6b64\u70ba\u5951\u6a5f\uff0c\u5168\u9762\u6aa2\u8996\u5167\u90e8\u6a5f\u5236\uff0c\u6295\u8cc7\u5148\u9032\u6280\u8853\uff0c\u5efa\u7acb\u5f37\u97cc\u5408\u898f\u6846\u67b6\u3002\u552f\u6709\u5f9e\u696d\u54e1\u606a\u5b88\u5c08\u696d\u64cd\u5b88\uff0c\u6a5f\u69cb\u843d\u5be6\u6709\u6548\u76e3\u63a7\uff0c\u9999\u6e2f\u91d1\u878d\u5e02\u5834\u65b9\u80fd\u6301\u7e8c\u7e41\u69ae\uff0c\u978f\u56fa\u570b\u969b\u4fe1\u8b7d\u3002<\/span><\/p><p class=\"MsoNormal\"><span style=\"font-family: PMingLiU, serif; letter-spacing: 0.3px; font-size: 1rem;\">\u4ea4\u6613\u76e3\u63a7\u4e26\u975e\u6210\u672c\uff0c\u800c\u662f\u4fdd\u969c\u9577\u671f\u53ef\u6301\u7e8c\u767c\u5c55\u7684\u95dc\u9375\u6295\u8cc7\u3002\u8b93\u6211\u5011\u5171\u540c\u81f4\u529b\u5f37\u5316\u5408\u898f\u6587\u5316\uff0c\u5171\u5efa\u8aa0\u4fe1\u91d1\u878d\u751f\u614b\u3002<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-e87de98 elementor-widget__width-initial elementor-widget elementor-widget-text-editor\" data-id=\"e87de98\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u00a0<\/p><p><span lang=\"ZH-TW\" style=\"font-size: 1rem; letter-spacing: 0.3px; font-family: DengXian;\">\u5982\u6b32\u4e86\u89e3\u66f4\u591a\uff0c\u8acb\u700f\u89bd &#8211;\u00a0<\/span><span style=\"font-size: 1rem; letter-spacing: 0.3px; font-family: DengXian;\"><a style=\"color: #f8cb46;\" href=\"https:\/\/edon.asia\/edon-aml-transaction-monitoring-system\/\">eDon AML Transaction Monitoring System<\/a><\/span><span style=\"font-size: 1rem; letter-spacing: 0.3px; font-family: DengXian;\">\u3002<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>\u5f37\u5316\u5408\u898f\u6587\u5316\uff1a\u5f9e\u8b49\u76e3\u6703\u7d00\u5f8b\u8655\u5206\u770b\u5f9e\u696d\u54e1\u884c\u70ba\u76e3\u7ba1\u7684\u91cd\u8981\u6027 \u9999\u6e2f\u8b49\u5238\u53ca\u671f\u8ca8\u4e8b\u52d9\u76e3\u5bdf\u59d4\u54e1\u6703\uff08\u8b49\u76e3\u6703\uff0cSFC\uff09\u65bc2025\u5e7410\u670828\u65e5\u516c\u5e03\uff0c\u66ab\u6642\u540a\u92b7\u5c71\u8b49\u570b\u969b\u8b49\u5238\u6709\u9650\u516c\u53f8\u524d\u6301\u724c\u4ee3\u8868\u9127\u5049\u8ca1\u7684\u724c\u7167\uff0c\u70ba\u671f\u4e03\u500b\u6708\u3002\u9019\u4e00\u6c7a\u5b9a\u518d\u6b21\u63d0\u9192\u91d1\u878d\u5f9e\u696d\u54e1\uff0c\u5fc5\u9808\u6642\u523b\u606a\u5b88\u5408\u898f\u6a19\u6e96\uff0c\u7dad\u8b77\u5e02\u5834\u8aa0\u4fe1\u3002\u5982\u6b32\u4e86\u89e3\u66f4\u591a\uff0c\u8acb\u700f\u89bd &#8211;\u00a0SFC Enforcement News\u3002 \u4e8b\u4ef6\u80cc\u666f\u8207\u9055\u898f\u884c\u70ba \u8b49\u76e3\u6703\u5728\u8abf\u67e5\u4e00\u5b97\u6d89\u5acc\u300c\u5531\u9ad8\u6563\u8ca8\u300d\u8a08\u5283\u671f\u9593\uff0c\u767c\u73fe\u9127\u5049\u8ca1\u57282019\u5e747\u6708\u81f312\u6708\u671f\u9593\uff0c\u65bc\u516c\u53f8\u4e0d\u77e5\u60c5\u4e0b\uff0c\u672a\u7372\u6709\u6548\u66f8\u9762\u6388\u6b0a\u800c\u767b\u5165\u4e00\u540d\u5ba2\u6236\u7684\u8b49\u5238\u5e33\u6236\uff0c\u4e26\u900f\u904e\u4e92\u806f\u7db2\u4ee3\u8a72\u5ba2\u6236\u767c\u51fa\u5171945\u9805\u4ea4\u6613\u6307\u4ee4\u3002\u6b64\u5916\uff0c\u4ed6\u4ea6\u672a\u5c31\u76f8\u95dc\u4ea4\u6613\u6307\u793a\u5099\u5b58\u59a5\u5584\u7d00\u9304\uff0c\u56b4\u91cd\u9055\u53cd\u300a\u8b49\u5238\u53ca\u671f\u8ca8\u689d\u4f8b\u300b\uff08Cap. 571\uff09\u4e0b\u7684\u6301\u724c\u4eba\u64cd\u5b88\u8981\u6c42\uff0c\u4ee5\u53ca\u300a\u6253\u64ca\u6d17\u9322\u53ca\u6050\u6016\u5206\u5b50\u8cc7\u91d1\u7c4c\u96c6\u689d\u4f8b\u300b\uff08Cap. 615\uff09\u7684\u76f8\u95dc\u898f\u5b9a\u3002 \u6b64\u884c\u70ba\u4e0d\u50c5\u69cb\u6210\u672a\u7d93\u6388\u6b0a\u4ea4\u6613\uff0c\u9084\u76f4\u63a5\u59a8\u7919\u516c\u53f8\u5c65\u884c\u5be9\u8a08\u7dda\u7d22\u4fdd\u5b58\u8cac\u4efb\u3002\u8b49\u76e3\u6703\u8abf\u67e5\u986f\u793a\uff0c\u9127\u5049\u8ca1\u7684\u9055\u898f\u6301\u7e8c\u9054\u516d\u500b\u6708\uff0c\u6d89\u53ca\u9ad8\u983b\u4ea4\u6613\uff0c\u986f\u793a\u51fa\u7cfb\u7d71\u6027\u98a8\u96aa\u3002 &nbsp; \u884c\u70ba\u5f71\u97ff\u8207\u6f5b\u5728\u98a8\u96aa \u9127\u5049\u8ca1\u7684\u884c\u70ba\u4e0d\u50c5\u525d\u596a\u4e86\u5c71\u8b49\u570b\u969b\u8b49\u5238\u78ba\u8a8d\u4ea4\u6613\u6307\u793a\u4f86\u6e90\u7684\u80fd\u529b\uff0c\u4ea6\u963b\u7919\u4e86\u516c\u53f8\u5c65\u884c\u5176\u5099\u5b58\u59a5\u5584\u5be9\u8a08\u7dda\u7d22\u7684\u8cac\u4efb\u3002\u9019\u985e\u884c\u70ba\u53ef\u80fd\u5c0e\u81f4\u591a\u5c64\u9762\u8ca0\u9762\u5f71\u97ff\uff0c\u6db5\u84cb\u5ba2\u6236\u3001\u6a5f\u69cb\u53ca\u6574\u9ad4\u5e02\u5834\u5c64\u9762\uff1a \u5ba2\u6236\u98a8\u96aa \u5ba2\u6236\u5e33\u6236\u906d\u672a\u7d93\u6388\u6b0a\u64cd\u4f5c\uff0c\u53ef\u80fd\u5c0e\u81f4\u8cc7\u91d1\u640d\u5931\u6216\u4ea4\u6613\u7cfe\u7d1b\u3002\u82e5\u8a72\u7b49\u4ea4\u6613\u6d89\u53ca\u5e02\u5834\u64cd\u7e31\uff0c\u5ba2\u6236\u66f4\u53ef\u80fd\u6210\u70ba\u53d7\u5bb3\u8005\uff0c\u8499\u53d7\u6295\u8cc7\u640d\u5931\u3002 \u6a5f\u69cb\u98a8\u96aa \u6301\u724c\u6cd5\u5718\u7121\u6cd5\u9a57\u8b49\u4ea4\u6613\u4f86\u6e90\uff0c\u589e\u52a0\u5167\u90e8\u5408\u898f\u5931\u6557\u7684\u8cac\u4efb\u98a8\u96aa\u3002\u4e00\u65e6\u7206\u767c\u7cfe\u7d1b\uff0c\u516c\u53f8\u53ef\u80fd\u9762\u81e8\u6c11\u4e8b\u8a34\u8a1f\u3001\u8072\u8b7d\u640d\u5bb3\uff0c\u751a\u81f3\u984d\u5916\u76e3\u7ba1\u7f70\u6b3e\u3002 \u5e02\u5834\u76e3\u7ba1\u98a8\u96aa \u672a\u7d93\u6388\u6b0a\u4ea4\u6613\u63a9\u84cb\u771f\u5be6\u4f86\u6e90\uff0c\u963b\u7919\u76e3\u7ba1\u6a5f\u69cb\u8ffd\u8e64\u53ef\u7591\u6d3b\u52d5\uff0c\u53ef\u80fd\u52a9\u9577\u6d17\u9322\u3001\u5167\u5e55\u4ea4\u6613\u6216\u300c\u5531\u9ad8\u6563\u8ca8\u300d\u7b49\u5e02\u5834\u5931\u7576\u884c\u70ba\u3002\u8b49\u76e3\u6703\u5f37\u8abf\uff0c\u6b64\u985e\u884c\u70ba\u524a\u5f31\u5e02\u5834\u900f\u660e\u5ea6\uff0c\u640d\u5bb3\u9999\u6e2f\u4f5c\u70ba\u570b\u969b\u91d1\u878d\u4e2d\u5fc3\u7684\u8072\u8b7d\u3002 \u8b49\u76e3\u6703\u5728\u6c7a\u5b9a\u8655\u5206\u6642\uff0c\u7d9c\u5408\u8003\u616e\u9055\u898f\u7684\u6301\u7e8c\u6642\u9593\u3001\u983b\u5bc6\u7a0b\u5ea6\u3001\u696d\u754c\u963b\u5687\u9700\u8981\uff0c\u4ee5\u53ca\u9127\u5049\u8ca1\u904e\u5f80\u7121\u7d00\u5f8b\u8655\u5206\u7d00\u9304\u7b49\u56e0\u7d20\u3002 \u6700\u7d42\u63a1\u53d6\u4e03\u500b\u6708\u540a\u724c\u8655\u5206\uff0c\u50b3\u905e\u660e\u78ba\u8a0a\u865f\uff1a\u4efb\u4f55\u640d\u5bb3\u5e02\u5834\u8aa0\u4fe1\u7684\u884c\u70ba\u5747\u5c6c\u96f6\u5bb9\u5fcd\u3002 \u5f37\u5316\u53cd\u6d17\u9322\u76e3\u63a7\u7684\u91cd\u8981\u6027 \u6b64\u6848\u4f8b\u7a81\u986f\u4e86\u5065\u5168\u53cd\u6d17\u9322\uff08AML\uff09\u4ea4\u6613\u76e3\u63a7\uff08Transaction Monitoring\uff09\u7cfb\u7d71\u7684\u95dc\u9375\u50f9\u503c\u3002\u6709\u6548\u7684AML\u4ea4\u6613\u76e3\u63a7\u7cfb\u7d71\u80fd\u5920\u53ca\u6642\u5075\u6e2c\u7570\u5e38\u4ea4\u6613\u6a21\u5f0f\uff0c\u5982\u672a\u7d93\u6388\u6b0a\u7684\u5e33\u6236\u64cd\u4f5c\u6216\u983b\u7e41\u7684\u4e0d\u5c0b\u5e38\u4ea4\u6613\uff0c\u4e26\u5c0d\u5ba2\u6236\u80cc\u666f\u9032\u884c\u6301\u7e8c\u76e3\u63a7\u3002\u5728\u9019\u5b97\u6848\u4ef6\u4e2d\uff0c\u82e5\u6709\u4e00\u5957\u654f\u92b3\u7684AML\u76e3\u63a7\u6a5f\u5236\uff0c\u6216\u80fd\u66f4\u65e9\u8b58\u5225\u51fa\u672a\u7d93\u6388\u6b0a\u7684\u4ea4<\/p>","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-6323","post","type-post","status-publish","format-standard","hentry","category-blog"],"acf":[],"_links":{"self":[{"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/posts\/6323","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/comments?post=6323"}],"version-history":[{"count":22,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/posts\/6323\/revisions"}],"predecessor-version":[{"id":6358,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/posts\/6323\/revisions\/6358"}],"wp:attachment":[{"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/media?parent=6323"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/categories?post=6323"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/edon.asia\/en\/wp-json\/wp\/v2\/tags?post=6323"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}